Competence Requirements (Annex C)

1. General application

i)  Ensure that any newly-appointed Code Compliance Officer attends a training session/interview arranged by PCCB within 3 months of appointment.

ii) Ensure that the firm’s Code Compliance Officer attends at least one PCCB Compliance Forum per year.

 

The Competence Requirements for Registered Firms under the Search Code are kept under review.